A NASTY PIECE OF FINANCIAL ENGINEERING ON TRIAL
Maybe you haven’t yet heard of a tax receivable agreement, or TRA. You wouldn’t be alone. Here’s how it works: A person, often a...
The Sound of Silence
Under federal law, it is securities fraud, pursuant to what is commonly known as SEC Rule 10(b)-5,[i] “to make any untrue statement of a...
WINNING A PROXY FIGHT BEFORE IT STARTS
The law of unintended consequences, often cited, but not very well defined, holds that the actions of a person, organization or...
A BAD PLAN POORLY EXECUTED
The definition of securities fraud under federal law, essentially a misrepresentation of information useful to an investor in making...
SEC Rule Mandating Share Buyback Disclosure Challenged by Chamber
Stock buybacks are a common, and ever more popular, feature of our financial landscape. In 2022, corporations purchased $1.25 trillion...
