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September 13, 2013

In July of 2013, the U.S. Securities and Exchange Commission (“SEC”) adopted a “bad actor” provision to be added to Rule 506 of Regulation D. These amendments are aimed at disqualifying securities offerings involving certain “felons and other bad actors”. The change po...

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The Racketeer Influenced and Corrupt Organizations Act, better known as “RICO,” is a federal law which provides for extended penalties and a civil cau...

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